WebApr 7, 2024 · Subject to the relief provided by DSIO under CFTC Staff Letter 20-03, the 30.5 Foreign Broker creates and maintains the records required by CFTC Regulation 1.35 (generally encompassing commodity interest transaction-related records, including records of oral communications) with respect to its brokerage activities with US persons, and …
CFTC Amends Regulation 1.35 Martindale.com
WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the … WebSPIEGEL & MCDIARMID LLP 1875 EYE ST., NW, SUITE 700, WASHINGTON, DC 20006 Page 2 of 2 www.spiegelmcd.com requirements to (a) retain text messages6 and (b) retain records in a form and manner identifiable and searchable by transaction.7 In late 2014, the CFTC proposed to revise Regulation 1.35(a) to, among other things, make the CFTC … sermon on deuteronomy 26:1-11
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WebJun 16, 2024 · The CFTC notes that the final rule amendments do not impose any new recordkeeping requirements on any records entity and that existing recordkeeping methods under CFTC Reg. 1.31 remain valid... WebDec 23, 2015 · On December 18, 2015, the CFTC approved a final rule, effective December 24, 2015, which amends recordkeeping requirements under CFTC Regulation 1.35 (a). The final rule: Excludes certain market participants from some of the written and oral recordkeeping requirements of the rule. WebMay 21, 2015 · obligated to comply with the provisions of CFTC Regulation 1.35. 4 as applicable to that TPH notwithstanding any of the provisions of Rule 403(c). Among other things, CFTC Regulation ... (b)(5) 9 and 6(b)(7) 10 in particular in that it is designed: 7 See CME Rule 536.B.2 ( Clearing members guaranteeing a connection to Globex are palmolive expertique